-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KWHx/UdWtSJi+lM48UABnqjk2G0PuuX7yyydjb78oNrl1eS3Tcx2kwOH2ZRXwWIf O2ZqIonLqZwbEt/GGqqV+Q== 0000919574-09-000912.txt : 20090123 0000919574-09-000912.hdr.sgml : 20090123 20090123105113 ACCESSION NUMBER: 0000919574-09-000912 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090123 DATE AS OF CHANGE: 20090123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79593 FILM NUMBER: 09540879 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Sleep, Zakaria & CO Ltd. CENTRAL INDEX KEY: 0001384801 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1A BURNSALL STREET CITY: LONDON STATE: X0 ZIP: SW3 3SR BUSINESS PHONE: 442071011960 MAIL ADDRESS: STREET 1: 1A BURNSALL STREET CITY: LONDON STATE: X0 ZIP: SW3 3SR SC 13G/A 1 d955453_13g-a.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1) UMPQUA Holdings Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, No Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 904214103 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2008 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 904214103 --------------------- 1. NAME OF REPORTING PERSONS Sleep, Zakaria & CO Ltd. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 1,534,000 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 1,534,000 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,534,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.55% 12. TYPE OF REPORTING PERSON OO, IA CUSIP No. 904214103 --------------------- 1. NAME OF REPORTING PERSONS The Nomad Investment Partnership L.P. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 1,534,000 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 1,534,000 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,534,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.55% 12. TYPE OF REPORTING PERSON PN CUSIP No. 904214103 --------------------- 1. NAME OF REPORTING PERSONS Sleep, Zakaria & CO [Cayman] Ltd. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 1,534,000 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 1,534,000 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,534,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.55% 12. TYPE OF REPORTING PERSON OO, IA CUSIP No. 904214103 --------------------- 1. NAME OF REPORTING PERSONS Qais Zakaria 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 1,534,000 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 1,534,000 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,534,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.55% 12. TYPE OF REPORTING PERSON IN CUSIP No. 904214103 --------------------- 1. NAME OF REPORTING PERSONS Nicholas Sleep 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 0 6. SHARED VOTING POWER 1,534,000 7. SOLE DISPOSITIVE POWER 0 8. SHARED DISPOSITIVE POWER 1,534,000 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,534,000 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.55% 12. TYPE OF REPORTING PERSON IN CUSIP No. 904214103 --------------------- Item 1(a). Name of Issuer: UMPQUA Holdings Corporation -------------------------------------------------------------------- Item 1(b). Address of Issuer's Principal Executive Offices: One SW Columbia St., Suite 1200 Portland, OR 97258 -------------------------------------------------------------------- Item 2(a). Name of Person Filing: Sleep, Zakaria & CO Ltd. The Nomad Investment Partnership L.P. Sleep, Zakaria & CO [Cayman] Ltd. Qais Zakaria Nicholas Sleep -------------------------------------------------------------------- Item 2(b). Address of Principal Business Office, or if None, Residence: Sleep, Zakaria & CO Ltd. 1A Burnsall Street London, SW3 3SR United Kingdom The Nomad Investment Partnership L.P. PO Box 61 GT Harbour Centre, George Town Grand Cayman KY1-1102, Cayman Islands British West Indies Sleep, Zakaria & CO [Cayman] Ltd. PO Box 61 GT Harbour Centre, George Town Grand Cayman KY1-1102, Cayman Islands British West Indies Qais Zakaria 1A Burnsall Street London, SW3 3SR United Kingdom Nicholas Sleep 1A Burnsall Street London, SW3 3SR United Kingdom -------------------------------------------------------------------- Item 2(c). Citizenship: Sleep, Zakaria & CO Ltd. - United Kingdom The Nomad Investment Partnership L.P. - Cayman Islands Sleep, Zakaria & CO [Cayman] Ltd. -Cayman Islands Qais Zakaria - United Kingdom Nicholas Sleep - United Kingdom -------------------------------------------------------------------- Item 2(d). Title of Class of Securities: Common Stock, No Par Value -------------------------------------------------------------------- Item 2(e). CUSIP Number: 904214103 -------------------------------------------------------------------- Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Sleep, Zakaria & CO Ltd. - 1,534,000 The Nomad Investment Partnership L.P - 1,534,000 Sleep, Zakaria & CO [Cayman] Ltd. - 1,534,000 Qais Zakaria - 1,534,000 Nicholas Sleep - 1,534,000 -------------------------------------------------------------------- (b) Percent of class: Sleep, Zakaria & CO Ltd. - 2.55% The Nomad Investment Partnership L.P - 2.55% Sleep, Zakaria & CO [Cayman] Ltd. - 2.55% Qais Zakaria - 2.55% Nicholas Sleep - 2.55% -------------------------------------------------------------------- (c) Number of shares as to which such person has: Sleep, Zakaria & CO Ltd.: (i) Sole power to vote or to direct the vote 0 -------------------, (ii) Shared power to vote or to direct the vote 1,534,000 -------------------, (iii) Sole power to dispose or to direct the 0 disposition of -------------------, (iv) Shared power to dispose or to direct the 1,534,000 disposition of -------------------. The Nomad Investment Partnership L.P : (i) Sole power to vote or to direct the vote 0 -------------------, (ii) Shared power to vote or to direct the vote 1,534,000 -------------------, (iii) Sole power to dispose or to direct the 0 disposition of -------------------, (iv) Shared power to dispose or to direct the 1,534,000 disposition of -------------------. Sleep, Zakaria & CO [Cayman] Ltd.: (i) Sole power to vote or to direct the vote 0 -------------------, (ii) Shared power to vote or to direct the vote 1,534,000 -------------------, (iii) Sole power to dispose or to direct the 0 disposition of -------------------, (iv) Shared power to dispose or to direct the 1,534,000 disposition of -------------------. Qais Zakaria: (i) Sole power to vote or to direct the vote 0 -------------------, (ii) Shared power to vote or to direct the vote 1,534,000 -------------------, (iii) Sole power to dispose or to direct the 0 disposition of -------------------, (iv) Shared power to dispose or to direct the 1,534,000 disposition of -------------------. Nicholas Sleep: (i) Sole power to vote or to direct the vote 0 -------------------, (ii) Shared power to vote or to direct the vote 1,534,000 -------------------, (iii) Sole power to dispose or to direct the 0 disposition of -------------------, (iv) Shared power to dispose or to direct the 1,534,000 disposition of -------------------. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [X]. ------------------------------------------------------------------------ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Not applicable ------------------------------------------------------------------------ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. If a parent holding company or Control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. Not applicable ------------------------------------------------------------------------ Item 8. Identification and Classification of Members of the Group. If a group has filed this schedule pursuant to s.240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to s.240.13d-1(c) or s.240.13d-1(d), attach an exhibit stating the identity of each member of the group. Not applicable ------------------------------------------------------------------------ Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. Not applicable ------------------------------------------------------------------------ Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 23, 2009 --------------------------------------- (Date) SLEEP, ZAKARIA & CO LTD.* By: /s/ Qais Zakaria ------------------------- Qais Zakaria Director THE NOMAD INVESTMENT PARTNERSHIP L.P.* By: Sleep, Zakaria & CO [Cayman] Ltd. Its General Partner By: Sleep, Zakaria & CO Ltd. Its Sole Shareholder By: /s/ Qais Zakaria ------------------------- Qais Zakaria Director SLEEP, ZAKARIA & CO [CAYMAN] LTD.* By: Sleep, Zakaria & CO Ltd. Its Sole Shareholder By: /s/ Qais Zakaria -------------------------- Qais Zakaria Director QAIS ZAKARIA* /s/ Qais Zakaria ----------------------- NICHOLAS SLEEP* /s/ Nicholas Sleep ------------------ Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). * The Reporting Persons disclaim beneficial ownership in the Shares reported herein except to the extent of their pecuniary interest therein. Exhibit A --------- AGREEMENT --------- The undersigned agree that this Schedule 13G dated January 23, 2009 relating to the Common Stock of UMPQUA Holdings Corporation shall be filed on behalf of the undersigned. SLEEP, ZAKARIA & CO LTD. By: /s/ Qais Zakaria ------------------------- Qais Zakaria Director THE NOMAD INVESTMENT PARTNERSHIP L.P. By: Sleep, Zakaria & CO [Cayman] Ltd. Its General Partner By: Sleep, Zakaria & CO Ltd. Its Sole Shareholder By: /s/ Qais Zakaria ------------------------- Qais Zakaria Director SLEEP, ZAKARIA & CO [CAYMAN] LTD. By: Sleep, Zakaria & CO Ltd. Its Sole Shareholder By: /s/ Qais Zakaria ------------------------- Qais Zakaria Director QAIS ZAKARIA /s/ Qais Zakaria ---------------- NICHOLAS SLEEP /s/ Nicholas Sleep ------------------ SK 00468 0164 955453 -----END PRIVACY-ENHANCED MESSAGE-----